Kevin KleinCRD Number: 2128175
Current Firm: Lis Inc.
Kevin Klein (CRD# 2128175) is an Investment Advisor Representative working at Lis Inc. in Urbandale, IA and has over 31 years of experience in the finance industry.
Thrivent Investment Management Inc.
Fsc Securities Corporation
Foster Group, Inc.
|Lifestyles Investment Strategies||Urbandale, IA||Sep 2017 - Current||4|
|Ria Advisory Group||Ankeny, IA||Mar 2014 - Sep 2017||3|
|Nw Wealth Management||Ankeny, IA||Sep 2010 - Mar 2014||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1991|
|S65||NASAA Investment Advisors Law Examination||May 2006|
Total Assets Under Management28MILLIONS
Total Number of Accounts101ACCOUNTS
Average Account Value$280,992
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses