John Vance, financial advisor Valencia CA
86 score

John Vance

CRD Number: 3005006
Current Firm: Raymond James Financial Services Advisors, Inc.

John Vance (CRD# 3005006) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Valencia, CA and has over 18 years of experience in the finance industry. John Vance has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Second Saturday-pasadena Pasadena, CA Sep 2015 - Current 1
Koin LLC Valencia, CA Jan 2015 - Current 1
Vance Wealth Group Valencia, CA Jan 2015 - Current 1
Raymond James Financial Services Advisors, Inc. Valencia, CA Jan 2009 - Current 7
Insurance - Non Variable Valencia, CA Jul 2004 - Current 12
Sentryan Insurance Center Valencia, CA May 2004 - Current 12
Raymond James Financial Services Valencia, CA Jan 2003 - Current 13
Community Education Valencia, CA Jan 2003 - Current 13
Pasadena City College Pasadena, CA Jan 1999 - Current 17
Independent Insurance Agent Pasadena, CA Mar 2005 - Dec 2010 5
Vance Wealth Group, Inc. Valencia, CA Jan 2003 - Dec 2010 7
College Of The Canyons Santa Clarita, CA May 1999 - Dec 2010 11
Iii Mark Financial Los Angeles, CA Sep 1998 - Dec 2010 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
S65 NASAA Investment Advisors Law Examination Feb 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John M. Vance
Phone Number: 727-567-5877
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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