Colin Smith, financial advisor Valley View OH
81 score

Colin Smith

CRD Number: 1331467
Current Firm: Financial Management Strategies, Inc.

Colin Smith (CRD# 1331467) is an Investment Advisor Representative working at Financial Management Strategies, Inc. in Valley View, OH and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Financial Management Strategies Valley View, OH Apr 2014 - Current 2
Cetera Advisor Networks LLC El Segundo, CA Sep 2013 - Current 3
Les Szarka / Ge Independence, OH Dec 2000 - Current 15
Lakeland Community College Mentor, OH Sep 1999 - Current 17
General American Life Ins Co St Louis, MO Oct 1988 - Current 28
Walnut Street Securities Inc. St Louis, MO Oct 2001 - Aug 2013 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Colin F. Smith
Phone Number: 216-642-1099
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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