Douglas MogckCRD Number: 1054886
Current Firm: Northwestern Mutual Investment Services,llc
Douglas Mogck (CRD# 1054886) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Valparaiso, IN and has over 24 years of experience in the finance industry.
Oneamerica Securities, Inc.
Ausdal Financial Partners, Inc.
J.p. Morgan Securities LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Aug 2007 - Current||10|
|Northwestern Mutual Investment Services, LLC||Valparaiso, IN||Oct 2002 - Current||15|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Oct 1984 - Current||33|
|Northwestern Mutual Investment Services, LLC||Valparaiso, IN||Apr 2005 - Aug 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1993|
|S66||NASAA Uniform Combined State Law Examination||Feb 2002|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV