Douglas Mogck, financial advisor Valparaiso IN
93 score

Douglas Mogck

CRD Number: 1054886
Current Firm: Northwestern Mutual Investment Services,llc

Douglas Mogck (CRD# 1054886) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Valparaiso, IN and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Aug 2007 - Current 9
Northwestern Mutual Investment Services, LLC Valparaiso, IN Oct 2002 - Current 14
Northwestern Mutual Life Insurance Company Milwaukee, WI Oct 1984 - Current 32
Northwestern Mutual Investment Services, LLC Valparaiso, IN Apr 2005 - Aug 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1993
S66 NASAA Uniform Combined State Law Examination Feb 2002
Contact Info for Douglas C. Mogck
Phone Number: 866-664-7737
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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