James Eckley, financial advisor Ventura CA
93 score

James Eckley

CRD Number: 1873621
Current Firm: Kipp Financial Group, Inc.

James Eckley (CRD# 1873621) is an Investment Advisor Representative working at Kipp Financial Group, Inc. in Ventura, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Kipp Financial Group, Inc. Ventura, CA Aug 2011 - Current 6
Npb Financial Group LLC Burbank, CA Aug 2010 - Current 7
Kipp Brant Drummond & Associates, Inc Dba Kipp Financial Group Ventura, CA Jun 2008 - Nov 2011 3
National Planning Corporation Ventura, CA Jun 2008 - Aug 2010 2
Crown Capital Securities, LP Orange, CA Jan 2008 - Jun 2008 < 1
Mcauliffe Financial Westlake Village, CA Mar 2007 - Jun 2008 1
Usa Advanced Planners Grand Rapids, MI Aug 2007 - Jan 2008 < 1
The Prudential Insurance Company Of America Shelton, CT May 2006 - Mar 2007 < 1
American Skandia Marketing, Inc. Shelton, CT May 2006 - Mar 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S65 NASAA Investment Advisors Law Examination Dec 2008
Contact Info for James E. Eckley
Phone Number: 805-650-7654
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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