Roy Sherman (CRD# 6312263) is an Investment Advisor Representative working at Sherman Asset Management, Inc. in Ventura, CA and has over 11 years of experience in the finance industry. Roy Sherman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5656946
The Lynd Group Advisors, LLC
CRD# 6139451
Lincoln Financial Advisors Corporation
CRD# 2781617
Thalassa Capital LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sherman Asset Management | Ventura, CA | Feb 2014 - Current | 10 |
| Crimson Insurance Services | Westlake Village, CA | Jan 2012 - Dec 2022 | 10 |
| Topanga Reinsurance | Westlake Village, CA | Jan 2012 - Dec 2022 | 10 |
| Hyperlynx Systems | Agoura Hills, CA | Nov 2013 - Nov 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Aug 2012 |
- CA
-
Total Assets Under Management122MILLIONS
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Total Number of Accounts101ACCOUNTS
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Average Account Value$1,206,076
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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