James Desrocher, financial advisor Vernon CT

James Desrocher

CRD Number: 5401752
Current Firm: Keynote Financial Services, LLC

James Desrocher (CRD# 5401752) is an Investment Advisor Representative working at Keynote Financial Services, LLC in Vernon, CT and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Aug 2015 - Current 4
Self Employed Ellington, CT Jan 2010 - Aug 2015 5
Lincoln National Life Insurance Hartford, CT Jan 2001 - Dec 2009 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S66 NASAA Uniform Combined State Law Examination Oct 2015
Contact Info for James M. Desrocher
Phone Number: 860-875-5753
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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