Richard Yemm (CRD# 2224927) is an Investment Advisor Representative working at Scf Investment Advisors, Inc. in Vero Beach, FL and has over 32 years of experience in the finance industry. Richard Yemm has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6980780
Fidelity Personal And Workplace Advisors
CRD# 1076829
Securities Research, Inc.
CRD# 2359100
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Scf Securities, Inc. | Fresno, CA | Aug 2021 - Current | 2 |
| Scf Investment Advisors, Inc. | Fresno, CA | Aug 2021 - Current | 2 |
| First Asset Managers, | Vero Beach, FL | Jun 1993 - Current | 30 |
| Securities America, Inc. | Vero Beach, FL | Nov 2020 - Aug 2021 | < 1 |
| Securities America Advisors, Inc. | Vero Beach, FL | Nov 2020 - Aug 2021 | < 1 |
| Kms Financial Services, Inc. | Seattle, WA | Jun 2019 - Nov 2020 | 1 |
| Kovack Securities, Inc. | Fort Lauderdale, FL | Dec 2013 - Jul 2019 | 5 |
| Kovack Advisors, Inc. | Fort Lauderdale, FL | Dec 2013 - Jul 2019 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1992 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1995 |
- FL
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Total Assets Under Management2,554MILLIONS
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Total Number of Accounts11,146ACCOUNTS
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Average Account Value$229,155
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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