Bruce Vaughn, financial advisor Vienna VA
93 score

Bruce Vaughn

CRD Number: 1208744
Current Firm: Cetera Advisor Networks LLC

Bruce Vaughn (CRD# 1208744) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Vienna, VA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Current 3
#ia Financial Network Investment Corpora Vienna, VA Dec 1996 - Current 20
Financial Network Investment Corporation El Segundo, CA Mar 1990 - Dec 2012 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1983
S65 NASAA Investment Advisors Law Examination Mar 1997
Contact Info for Bruce D. Vaughn
Phone Number: 310-326-3100
Registered State(s):
  • IN
  • VA
  • TX
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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