Stephen Dalziel (CRD# 6468615) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Villanova, PA and has over 7 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Jp Morgan Securities LLC | Villanova, PA | Apr 2023 - Current | 1 |
Jp Morgan Chase Bank N.a. | Villanova, PA | Apr 2023 - Current | 1 |
Wells Fargo Clearing Services, LLC | Philadelphia, PA | Dec 2016 - Apr 2023 | 6 |
Wells Fargo Na | Philadelphia, PA | Nov 2016 - Feb 2023 | 6 |
Windsor Financial | Horsham, PA | Mar 2015 - Nov 2017 | 2 |
Massachusetts Mutual Life Insurance Co | Horsham, PA | Mar 2015 - Jan 2017 | 1 |
Mml Investors Services, LLC | Horsham, PA | Apr 2015 - Nov 2016 | 1 |
The Smooth Shave.com | Philadelphia, PA | Sep 2013 - Nov 2016 | 3 |
Porcelain Bunny | Philadelphia, PA | Mar 2014 - Apr 2015 | 1 |
Chilasa Venture Philanthropy | Grindelwald, | Sep 2013 - Feb 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 2016 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2021 |
- PA
-
Total Assets Under Management249,731MILLIONS
-
Total Number of Accounts1,034,072ACCOUNTS
-
Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.