John Woleben, financial advisor Virginia Beach VA
84 score

John Woleben

CRD Number: 1119816
Current Firm: Securities America Advisors, Inc.

John Woleben (CRD# 1119816) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Virginia Beach, VA and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Securities America, Inc. Virginia Beach, VA Dec 2012 - Current 4
Securities America Advisors, Inc. Virginia Beach, NE Dec 2012 - Current 4
Investor Security Company, Inc. Virginia Beach, VA Feb 2006 - Dec 2012 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1983
S65 NASAA Investment Advisors Law Examination Dec 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for John M. Woleben
Phone Number: 402-399-9111
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
84

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