Nicholas McSpadden, financial advisor Vista CA
93 score

Nicholas McSpadden

CRD Number: 5884807
Current Firm: J.p. Morgan Securities LLC

Nicholas McSpadden (CRD# 5884807) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Vista, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC San Marcos, CA Oct 2012 - Current 4
Chase Bank Oceanside, CA Jul 2010 - Current 6
Chase Investment Services Corp Oceanside, CA Jan 2011 - Oct 2012 1
Nordstrom Escondido, CA Apr 2007 - Jun 2010 3
Unemployed Student San Marcos, CA Oct 2006 - Apr 2007 < 1
Pacific Sunwear San Diego, CA Jun 2004 - Oct 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2011
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for Nicholas W. McSpadden
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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