Deirdre HafenCRD Number: 5915660
Current Firm: Tucker Asset Management LLC
Deirdre Hafen (CRD# 5915660) is an Investment Advisor Representative working at Tucker Asset Management LLC in Walla Walla, WA and has over 7 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Cetera Investment Advisers LLC
Buckley Investment Group, LLC
|Tucker Asset Management LLC||Walla Walla, WA||Jan 2016 - Current||2|
|Retirement Integrity Resources||Walla Walla, WA||Jan 2010 - Current||8|
|Independent Agent||Walla Walla, WA||Aug 1996 - Jan 2010||13|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Apr 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management35MILLIONS
Total Number of Accounts413ACCOUNTS
Average Account Value$85,906
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, GA, IL, LA, MI, MO, MS, MT, NH, NV, OH, OK, OR, PA, SC, TN, TX, VA, WA, WY
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