Susan Roth (CRD# 2574898) is an Investment Advisor Representative working at Commonwealth Financial Network in Wallingford, CT and has over 28 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 2626796
Lincoln Financial Advisors Corporation
CRD# 4297910
Milestone Asset Management Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Commonwealth Financial Network | Waltham, MA | Mar 2019 - Current | 5 |
Lobo & Pascale Wealth Management, LLC | Wallingford, CT | Mar 2019 - Current | 5 |
Susan Roth Trustee | Milford, CT | Dec 2013 - Current | 10 |
United Planners' Financial Services Of America A Limited Partner | Scottsdale, AZ | Jan 2019 - Mar 2019 | < 1 |
United Planners' Financial Services Of America A Limited Partner | Scottsdale, AZ | Aug 2018 - Jan 2019 | < 1 |
Westport Resources Investment Services | Westport, CT | Jan 2017 - Jul 2018 | 1 |
Advanced K9 Detectives | Milford, CT | Dec 2005 - May 2018 | 12 |
Planmember Securities Corporation | Carpinteria, CA | Sep 2015 - Jan 2017 | 1 |
Lifeplan Wealth Management Group LLC | New Haven, CT | Sep 2015 - Jan 2017 | 1 |
West Port Resources | Westport, CT | Jun 2016 - Jul 2016 | < 1 |
Westport Resources Investment Services | Westport, CT | Dec 2011 - Dec 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 1995 |
S65 | NASAA Investment Advisors Law Examination | Oct 1996 |
- CT
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Total Assets Under Management177,032MILLIONS
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Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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