John Stoller, financial advisor Walnut Creek CA
93 score

John Stoller

CRD Number: 3076649
Current Firm: Kms Financial Services, Inc.

John Stoller (CRD# 3076649) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Walnut Creek, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Kms Financial Services Inc. Walnut Creek, CA Aug 2004 - Current 12
Stoller Investment Advisors, Inc. Walnut Creek, CA Mar 2004 - Current 12
The Stoller Company Walnut Creek, CA Nov 1992 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Aug 2004
Contact Info for John C. Stoller
Phone Number: [206]441-2885
Registered State(s):
  • AK
  • CA
  • NE
  • NV
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    5,174
    MILLIONS
  • Total Number of Accounts
    24,587
    ACCOUNTS
  • Average Account Value
    $210,434
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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