Lauren MaCRD Number: 6309858
Current Firm: Morgan Stanley
Lauren Ma (CRD# 6309858) is an Investment Advisor Representative working at Morgan Stanley in Walnut Creek, CA and has over 2 years of experience in the finance industry.
Blossom Wealth Management, LLC
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Current||2|
|Morgan Stanley||Berwyn, PA||Mar 2014 - Current||2|
|University Of North Carolina At Charlotte||Charlotte, NC||Jan 2013 - Dec 2013||< 1|
|Nordstrom||Charlotte, NC||Apr 2013 - Sep 2013||< 1|
|Nordstrom||Charlotte, NC||Feb 2011 - Apr 2013||2|
|N/a||Charlotte, NC||Jul 2010 - Feb 2011||< 1|
|Nordstrom||Murray, UT||Jan 2010 - Jun 2010||< 1|
|Nordstrom||Charlotte, NC||Dec 2007 - Jan 2010||2|
|University Of North Carolina At Charlotte||Charlotte, NC||Aug 2007 - May 2008||< 1|
|Central Piedmont Community College||Charlotte, NC||Aug 2006 - May 2007||< 1|
|Dillards||Charlotte, NC||Jun 2005 - Sep 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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