Rachel Lauber (CRD# 3027895) is an Investment Advisor Representative working at The Patriot Financial Group, LLC in Walpole, MA and has over 10 years of experience in the finance industry. Rachel Lauber has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7339646
Origin Investment Advisory LLC
CRD# 2086353
Fidelity Personal And Workplace Advisors
CRD# 5046672
Lido
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Financial Specialists LLC | Schaumburg, IL | Dec 2022 - Current | 1 |
| The Patriot Financial Group, LLC | Salem, NY | Oct 2022 - Current | 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Dec 2022 - Feb 2023 | < 1 |
| Securities America, Inc. | Clifton Park, NY | Jul 2020 - Dec 2022 | 2 |
| Securities America Advisors | Clifton Park, NY | Jul 2020 - Dec 2022 | 2 |
| Investacorp, Inc. | Miami, FL | Oct 2016 - Jul 2020 | 3 |
| Investacorp Advisory Services | Miami, FL | Oct 2016 - Jul 2020 | 3 |
| Primerica Advisors | Delmar, NY | Apr 2013 - Oct 2016 | 3 |
| Rel Translations & Turkish To English Business Services LLC | Valley Falls, NY | Jan 2008 - Aug 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management2,119MILLIONS
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Total Number of Accounts6,607ACCOUNTS
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Average Account Value$320,780
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