Kenneth Neuman (CRD# 1235242) is an Investment Advisor Representative working at Steward Partners Investment Advisory, LLC in New York, NY and has over 40 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Steward Partners Investment Solutions, LLC | Florham Park, NJ | May 2022 - Current | 1 |
| Steward Partners Global Advisory, LLC | Morristown, NJ | Oct 2018 - Current | 5 |
| Steward Partners Investment Advisory, LLC | New York, NY | Oct 2018 - Current | 5 |
| Raymond James Financial Services, Inc. | Morristown, NJ | Oct 2018 - May 2022 | 3 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Oct 2018 | 3 |
| Morgan Stanley Smith Barney | Warren, NJ | Jun 2009 - Oct 2018 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1984 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1995 |
- NJ
- TX
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Total Assets Under Management15,388MILLIONS
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Total Number of Accounts30,287ACCOUNTS
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Average Account Value$508,088
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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