Richard Callaghan (CRD# 2585875) is an Investment Advisor Representative working at Equitable Advisors, LLC in Woodbridge, NJ and has over 28 years of experience in the finance industry. Richard Callaghan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Equitable Advisors, LLC | New York, NY | Mar 2024 - Current | < 1 |
| Lpl Financial LLC | Warren, NJ | Jun 2019 - Mar 2024 | 4 |
| Capitol Securities Management | Florham Park, NJ | May 2015 - Jun 2019 | 4 |
| Granite Springs Asset Management LLC | Summit, NJ | Jan 2013 - May 2015 | 2 |
| R.seelaus & Company, Inc. | Summit, NJ | Apr 2012 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1995 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management29,776MILLIONS
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Total Number of Accounts79,686ACCOUNTS
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Average Account Value$373,668
- A percentage of assets under your management
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