Yash Niphadkar (CRD# 6008341) is an Investment Advisor Representative working at Excel Capital Management Corp in Warren, NJ and has over 12 years of experience in the finance industry. Yash Niphadkar has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Excel Capital Management Corp | Warren, NJ | Jan 2021 - Current | 3 |
Lenox Wealth Advisors | New York, NY | Apr 2019 - Dec 2020 | 1 |
First Republic Investment Management, Inc. | New York, NY | Jan 2017 - Apr 2019 | 2 |
First Republic Securities Company, LLC | New York, NY | Jan 2017 - Apr 2019 | 2 |
Bank Of America, N.a. | New York, NY | Dec 2014 - Jan 2017 | 2 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Nov 2014 - Jan 2017 | 2 |
Fidelity Investments | Merrimack, NH | Nov 2011 - Nov 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 2012 |
S65 | NASAA Investment Advisors Law Examination | Feb 2015 |
- FL
- NJ
- OH
-
Total Assets Under Management149MILLIONS
-
Total Number of Accounts168ACCOUNTS
-
Average Account Value$885,962
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
FL, NJ, OH
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