Tara Klimes (CRD# 4146572) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Warrington, PA and has over 6 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Brokerage Services LLC | Warrington, PA | Nov 2019 - Current | 4 |
| Bank Of America, N.a. | Pennington, NJ | Jun 2019 - Nov 2019 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington, NJ | Mar 2018 - Nov 2019 | 1 |
| Unemployed | Doylestown, PA | Dec 2017 - Feb 2018 | < 1 |
| Edward Jones | Lahaska, PA | Dec 2016 - Nov 2017 | < 1 |
| Merrill Lynch | Doylestown, PA | Sep 2014 - Dec 2016 | 2 |
| Unemployed | Doylestown, PA | Jul 2007 - Aug 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
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