Lisa Picillo (CRD# 5208562) is an Investment Advisor Representative working at Spinnaker Asset Management Inc. in Warwick, RI and has over 17 years of experience in the finance industry. Lisa Picillo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | Sep 2021 - Current | 2 |
| Spinnaker Asset Management Inc. | Warwick, RI | Nov 2019 - Current | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence, RI | Nov 2018 - Nov 2019 | 1 |
| Unemployed | Smithfield, RI | Jun 2018 - Nov 2018 | < 1 |
| National Financial Services, LLC | Smithfield, RI | Nov 2007 - Jun 2018 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2007 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2018 |
- MA
- RI
-
Total Assets Under Management16MILLIONS
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Total Number of Accounts193ACCOUNTS
-
Average Account Value$81,906
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
FL, MA, RI
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