Sean MarchettiCRD Number: 3100798
Current Firm: The Patriot Financial Group, LLC
Sean Marchetti (CRD# 3100798) is an Investment Advisor Representative working at The Patriot Financial Group, LLC in Warwick, RI and has over 18 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Financial Independence, LLC
First Financial Advisory Services Inc.
|The Patriot Financial Group, LLC||Warwick, RI||Aug 2014 - Current||2|
|Lpl Financial LLC||Warwick, RI||Sep 2009 - Current||7|
|H&r Block Financial Advisors, Inc.||Providence, RI||Jul 1998 - Sep 2009||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1998|
|S65||NASAA Investment Advisors Law Examination||Feb 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management114MILLIONS
Total Number of Accounts980ACCOUNTS
Average Account Value$115,918
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CT, LA, MA, ME, NH, RI, TX