Erin Rogers (CRD# 5947817) is an Investment Advisor Representative working at Northrock Partners, LLC in Ellicott City, MD and has over 10 years of experience in the finance industry. Erin Rogers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4092356
David Wealth Management, LLC
CRD# 2247685
Equitable Advisors, LLC
CRD# 2962660
Grove Point Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northrock Partners | Raleigh, NC | Aug 2023 - Current | < 1 |
| Lion Street Financial | Raleigh, NC | Jun 2020 - Aug 2023 | 3 |
| Curi Capital | Raleigh, NC | Dec 2019 - Aug 2023 | 3 |
| Fidelity Personal And Workplace Advisors | Boston, MA | Jul 2018 - Sep 2019 | 1 |
| Fidelity Brokerage Services LLC | Washington, DC | Dec 2013 - Sep 2019 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2013 |
- MD
- MN
- NC
-
Total Assets Under Management5,799MILLIONS
-
Total Number of Accounts11,981ACCOUNTS
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Average Account Value$484,001
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, LA, MA, MD, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI
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