Steven Whittaker, financial advisor Washington DC
93 score

Steven Whittaker

CRD Number: 5937666
Current Firm: Rbc Capital Markets, LLC

Steven Whittaker (CRD# 5937666) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Washington, DC and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Washington, DC Sep 2012 - Current 5
Raymond James Financial Services, Inc. Rockville, MD Feb 2012 - Sep 2012 < 1
Raymond James Financial Services, Inc. Rockville, MD Aug 2011 - Feb 2012 < 1
Rbcwm Chevy Chase, MD May 2011 - Aug 2011 < 1
Arbys Farmville, MD Oct 2010 - Apr 2011 < 1
Poc Kill Devil Hills, NC May 2009 - Aug 2010 1
Tuci Va Beach, VA May 2008 - May 2009 1
Longwood University Farmville, VA Aug 2007 - Dec 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Contact Info for Steven R. Whittaker
Phone Number: 212-858-7000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    106,032
    MILLIONS
  • Total Number of Accounts
    254,944
    ACCOUNTS
  • Average Account Value
    $415,903
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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