Kenneth CarricoCRD Number: 1021435
Current Firm: Sagepoint Financial, Inc.
Kenneth Carrico (CRD# 1021435) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Waterloo, IL and has over 26 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Mml Investors Services, LLC
|Sagepoint Financial, Inc.||Waterloo, IL||Feb 2011 - Current||7|
|Broker Dealer Financial Services||Johnston, IA||Dec 2009 - Jan 2011||1|
|Aig Financial Advisors, Inc.||Waterloo, IL||Oct 2008 - Dec 2009||1|
|American General Securities Incorporated||Waterloo, IL||Oct 2002 - Oct 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1991|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management5,165MILLIONS
Total Number of Accounts25,703ACCOUNTS
Average Account Value$200,939
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY