Robert Taylor, financial advisor Waukesha WI
81 score

Robert Taylor

CRD Number: 4447223
Current Firm: Global View Capital Management, Ltd

Robert Taylor (CRD# 4447223) is an Investment Advisor Representative working at Global View Capital Management, Ltd in Waukesha, WI and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Global View Capital Management, Ltd. Waukesha, WI Jun 2014 - Current 2
Global View Capital Insurance, Ltd. Waukesha, WI Jun 2014 - Current 2
Rt Carolina, LLC Winston Salem, NC Aug 2012 - Current 4
Transamerica Financial Advisors, Inc. Winston Salem, NC Jan 2012 - Jun 2014 2
Wfg Winston Salem, NC Jan 2001 - Jun 2014 13
Guilford County Nc Schools Greensboro, NC Sep 2009 - Feb 2012 2
Winston-salem/forsyth County Schools Winston-salem, NC Sep 2009 - Feb 2012 2
Investment Advisors International, Inc. Winston Salem, NC Aug 2009 - Jan 2012 2
World Group Securities, Inc. Winston Salem, NC Apr 2002 - Jan 2012 9
Triad Water Conditioning, Inc. Kernersville, NC May 2008 - Mar 2009 < 1
Kile Shebesta, Inc. Montclare, CA Jul 2005 - Dec 2008 3
American Residential Mortgage Pomona, CA Feb 2005 - Oct 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S65 NASAA Investment Advisors Law Examination Mar 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Robert J. Taylor
Phone Number: 262-650-1030
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    257
    MILLIONS
  • Total Number of Accounts
    6,000
    ACCOUNTS
  • Average Account Value
    $42,794
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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