Stephen RobertsCRD Number: 6434014
Current Firm: Global View Capital Management, Ltd
Stephen Roberts (CRD# 6434014) is an Investment Advisor Representative working at Global View Capital Management, Ltd in Waukesha, WI and has over 2 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Global View Capital Management, Ltd.||Waukesha, WI||Dec 2014 - Current||2|
|Global View Capital Insurance, Ltd.||Waukesha, WI||Dec 2014 - Current||2|
|Independence Enterprises, Inc.||Highland, UT||Feb 2001 - Current||16|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2015|
Total Assets Under Management257MILLIONS
Total Number of Accounts6,000ACCOUNTS
Average Account Value$42,794
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV