Thomas Neumann (CRD# 5018758) is an Investment Advisor Representative working at Drake & Associates, LLC in Waukesha, WI and has over 18 years of experience in the finance industry.
CRD# 6857150
Landaas & Company
CRD# 6289332
Annex Wealth Management, LLC
CRD# 5625693
Robert W. Baird & Company Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Drake & Associates, LLC | Waukesha, WI | Apr 2019 - Current | 5 |
| Huntington Investment Company | Jefferson, WI | Jul 2018 - Apr 2019 | < 1 |
| Unemployed | N/a, WI | Apr 2018 - Jul 2018 | < 1 |
| Wells Fargo Clearing Services, LLC | Pewaukee, WI | Aug 2017 - Jul 2018 | < 1 |
| Wells Fargo Bank | Pewaukee, WI | Aug 2017 - Apr 2018 | < 1 |
| Wells Capital Management | Menomonee Falls, WI | Jul 2013 - Aug 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2005 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2009 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2017 |
- WI
-
Total Assets Under Management313MILLIONS
-
Total Number of Accounts2,332ACCOUNTS
-
Average Account Value$134,250
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, FL, IL, MI, NC, OH, TX, WI
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