Carol Rosenstock (CRD# 4034414) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Waunakee, WI and has over 24 years of experience in the finance industry.
CRD# 4902024
Wismed Financial, Inc.
CRD# 5525772
Ameriprise Financial Services, LLC
CRD# 4582706
Trustage Investment Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| World Financial Group, Inc. | Johns Creek, GA | Jun 2021 - Current | 2 |
| Transamerica Financial Advisors, Inc. | Johns Creek, GA | Jun 2021 - Current | 2 |
| Gunning For Hope Inc, | Waunakee, WI | Sep 2013 - Current | 10 |
| Cr Outdoors, LLC | Waunakee, WI | May 2009 - Current | 15 |
| Jpmorgan Chase | Madison, WI | Dec 2020 - May 2021 | < 1 |
| Guardian Resources | Madison, WI | Nov 2019 - Dec 2020 | 1 |
| Belpointe Asset Management, LLC | Phoenix, AZ | Sep 2020 - Nov 2020 | < 1 |
| Guardian Resources | Madison, WI | Nov 2019 - Nov 2020 | 1 |
| Guardian Capital Management, LLC | Madison, WI | Jan 2020 - Aug 2020 | < 1 |
| Belpointe Asset Management, LLC | Phoenix, AZ | Jan 2020 - Aug 2020 | < 1 |
| Unemployed | Waunakee, WI | Sep 2019 - Oct 2019 | < 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Dec 2017 - Aug 2019 | 1 |
| Morgan Stanley | Madison, WI | Dec 2017 - Aug 2019 | 1 |
| Unemployed | Waunakee, WI | Sep 2017 - Nov 2017 | < 1 |
| Coordinated Capital Securities, Inc. | Madison, WI | Nov 2011 - Aug 2017 | 5 |
| M3 | Madison, WI | Nov 2011 - Aug 2017 | 5 |
| Three Lakes Securities, LLC | Madison, WI | Nov 2011 - Aug 2017 | 5 |
| Cr Fitness, LLC | Waunakee, WI | May 2007 - May 2016 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2000 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
- GA
- NJ
- NC
- TX
- WI
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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