Michael WhiteCRD Number: 1847519
Current Firm: First Allied Advisory Services, Inc.
Michael White (CRD# 1847519) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Wauwatosa, WI and has over 29 years of experience in the finance industry. Michael White has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|First Allied Advisory Services, Inc..||Wauwatosa, WI||Jan 2010 - Current||7|
|First Allied Securities, Inc.||Wauwatosa, WI||May 2008 - Current||9|
|Prime Mortgage||Milwaukee, WI||Jul 1992 - Current||25|
|Prime Financial Services||Milwaukee, WI||Jul 1989 - Current||28|
|First Allied Advisory Services, Inc.||Wauwatosa, WI||May 2008 - Dec 2009||1|
|First Advisors, Inc.||Wauwatosa, WI||Jan 2007 - May 2008||1|
|Ffp Securities, Inc.||Wauwatosa, WI||Jun 1993 - May 2008||14|
|Ffp Advisory Services, Inc.||Wauwatosa, WI||Jul 1993 - Jan 2007||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1988|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management4,440MILLIONS
Total Number of Accounts26,339ACCOUNTS
Average Account Value$168,585
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV