Winnie Knapp (CRD# 6564992) is an Investment Advisor Representative working at Transcend Financial Advisors Inc. in Waxhaw, NC and has over 8 years of experience in the finance industry. Winnie Knapp has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transcend Financial Advisors Inc. | Charlotte, NC | Jun 2018 - Current | 5 |
| Cambridge Investment Research, Inc. | Fairfield, ID | May 2018 - Current | 6 |
| Pruco Securities LLC | Charlotte, NC | Oct 2015 - May 2018 | 2 |
| Homemaking | Charlotte, NC | Jun 2015 - Sep 2015 | < 1 |
| Homemaking | Manhattan, KS | Aug 2011 - Jun 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2015 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Financial planning services
NC
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