Warren Berger (CRD# 1003007) is an Investment Advisor Representative working at Salem Advisory Group LLC in Wells, ME and has over 17 years of experience in the finance industry.
CRD# 5324751
Silver Maple Financial, LLC
CRD# 6528663
Ubs Financial Services Inc.
CRD# 2072909
Charter Oak Capital Management
Company Name | Location | Dates | Years |
---|---|---|---|
Salem Advisory Group, LLC | Wells, ME | Oct 2015 - Current | 8 |
Lamaine Industries | Sidell, LA | Oct 2011 - Current | 12 |
Salem Advisory Group, LLC | Wells, ME | Jan 2009 - Current | 15 |
H. Beck, Inc. | Rockville, MD | Jan 2009 - Dec 2015 | 6 |
Salem Advisory Group | Wells, ME | May 2013 - Sep 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Sep 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- ME
- NH
- OH
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Total Assets Under Management45MILLIONS
-
Total Number of Accounts407ACCOUNTS
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Average Account Value$111,201
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
FL, MA, ME, NH, OH, TX
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