Casey Malloy (CRD# 6326461) is an Investment Advisor Representative working at Midwest Heritage Financial Advisors in West Des Moines, IA and has over 9 years of experience in the finance industry. Casey Malloy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4539689
Foster Group, Inc.
CRD# 5482072
Principal Securities, Inc.
CRD# 1564137
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | West Des Moines, IA | Jan 2023 - Current | 1 |
| Midwest Heritage Financial Advisors | West Des Moines, IA | Nov 2022 - Current | 1 |
| Midwest Heritage Financial Services | West Des Moines, IA | Nov 2022 - Current | 1 |
| Pfs Investments Inc. | Urbandale, IA | May 2014 - Nov 2022 | 8 |
| Primerica Financial Services | Urbandale, IA | Apr 2014 - Nov 2022 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2014 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2015 |
- IA
-
Total Assets Under Management223MILLIONS
-
Total Number of Accounts491ACCOUNTS
-
Average Account Value$454,272
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, IA, IL, MO, NE, SD, TX
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