Kurt Cole, financial advisor West Des Moines IA
83 score

Kurt Cole

CRD Number: 1460102
Current Firm: First Financial Advisors, LLC

Kurt Cole (CRD# 1460102) is an Investment Advisor Representative working at First Financial Advisors, LLC in West Des Moines, IA and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Allegiant Financial, Inc. Miami, FL May 2010 - Current 6
Allegiant Securities, LLC Miami, FL May 2010 - Current 6
First Financial Advisors, LLC W. Des Moines, IA Jun 2008 - Current 8
First Financial Eduction Center Of Iowa West Des Moines, IA Jan 1999 - Current 17
Broker Dealer Financial Services Corp. West Des Moines, IA May 2006 - Jun 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1986
S65 NASAA Investment Advisors Law Examination May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kurt T. Cole
Phone Number: 904-940-9555
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    28
    MILLIONS
  • Total Number of Accounts
    454
    ACCOUNTS
  • Average Account Value
    $62,648
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, IA, MA, NH, PA, WI

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BADGES
83

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