Matthew Watters (CRD# 2669304) is an Investment Advisor Representative working at Midwest Heritage Financial Advisors in West Des Moines, IA and has over 28 years of experience in the finance industry. Matthew Watters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6104973
Black Mammoth LLC
CRD# 6935071
Thrivent Investment Management Inc.
CRD# 4343046
Osaic Wealth, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Midwest Heritage Financial Advisors | West Des Moines, IA | Nov 2019 - Current | 4 |
Securities America, Inc. | Ankeny, IA | Jan 2006 - Current | 18 |
Midwest Heritage Financial Services | West Des Moines, IA | Jan 2006 - Current | 18 |
Finra Arbitration | Ankeny, IA | Jul 2003 - Current | 20 |
Securities America Advisors, Inc. | Ankeny, IA | Mar 2006 - Jan 2020 | 13 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1995 |
S65 | NASAA Investment Advisors Law Examination | Jan 2001 |
- IA
-
Total Assets Under Management223MILLIONS
-
Total Number of Accounts491ACCOUNTS
-
Average Account Value$454,272
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, IA, IL, MO, NE, SD, TX
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