Shawn Dye, financial advisor West Fargo ND

Shawn Dye

CRD Number: 4794987
Current Firm: Cetera Investment Advisers LLC

Shawn Dye (CRD# 4794987) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in West Fargo, ND and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Services LLC St. Cloud, MN Jul 2020 - Current 1
Cetera Investment Advisers LLC West Fargo, ND Jul 2020 - Current 1
First Western Bank And Trust West Fargo, ND Jul 2020 - Current 1
Lpl Financial LLC Fargo, ND Jul 2019 - Jul 2020 1
First International Bank & Trust Fargo, ND May 2019 - Jul 2020 1
Bancwest Investment Services, Inc. Fargo, ND May 2006 - May 2019 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2004
S66 NASAA Uniform Combined State Law Examination May 2015
Contact Info for Shawn D. Dye
Phone Number: 888-528-2987
Registered State(s):
  • ND
By the Numbers
  • Total Assets Under Management
    28,326
    MILLIONS
  • Total Number of Accounts
    129,758
    ACCOUNTS
  • Average Account Value
    $218,298
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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