Caroline Keenan (CRD# 2138438) is an Investment Advisor Representative working at Gyl Financial Synergies, LLC in West Hartford, CT and has over 33 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
CRD# 2756063
Advice And Planning Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gyl Financial Synergies, LLC | West Hartford, CT | Sep 2022 - Current | 1 |
| Unemployed | Westport, CT | Feb 2022 - Aug 2022 | < 1 |
| Iridian Asset Management LLC | Westport, CT | Jan 2022 - Feb 2022 | < 1 |
| Iam Capital Corporation | Westport, CT | Mar 1998 - Dec 2021 | 23 |
| Iridian Asset Management LLC | Westport, CT | Apr 1996 - Dec 2021 | 25 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1991 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2022 |
- CT
- TX
-
Total Assets Under Management6,069MILLIONS
-
Total Number of Accounts5,862ACCOUNTS
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Average Account Value$1,035,371
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AZ, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, ME, MN, MO, MT, NC, NH, NJ, NY, OR, PA, RI, SC, TX, UT, VA, VT, WA, WI
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