William Gombatz, financial advisor West Hartford CT

William Gombatz

CRD Number: 1149098
Current Firm: Northwestern Mutual Investment Services,llc

William Gombatz (CRD# 1149098) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in West Hartford, CT and has over 38 years of experience in the finance industry.

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Advice And Planning Services
Company Name Location Dates Years
Andrew Gombatz West Hartford, CT Jun 2022 - Current 1
Matthew Eppinger West Hartford, CT Jun 2022 - Current 1
Northwestern Mutual Wealth Management Company Milwaukee, WI May 2007 - Current 16
Northwestern Mutual Investment Services LLC West Hartford, CT Jun 1983 - Current 40
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 1982 - May 2022 40
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1986
S65 NASAA Investment Advisors Law Examination Jun 1999
Contact Info for William D. Gombatz
Phone Number: 866-950-4644
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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