Cara Maloney (CRD# 2184712) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Westbury, NY and has over 32 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 4632189
Sarsi, LLC
CRD# 6381165
A.g.p / Alliance Global Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thrivent Investment Management Inc. | Montvale, NJ | Feb 2018 - Current | 6 |
| Jason Rogoff - Thrivent Financial | Westbury, NY | Feb 2018 - Current | 6 |
| Unemployed | Hicksville, NY | Feb 2017 - Feb 2018 | 1 |
| Cetera Investment Services LLC | St. Cloud, MN | Jul 2015 - Jan 2017 | 1 |
| Valley National Bank Formerly State Bank Of Li | Jericho, NY | Nov 1994 - Jan 2017 | 22 |
| Cadaret, Grant & Company, Inc. | New Hyde Park, NY | Jul 2013 - Jul 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1991 |
| S66 | NASAA Uniform Combined State Law Examination | May 2018 |
- NY
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Total Assets Under Management14,814MILLIONS
-
Total Number of Accounts42,439ACCOUNTS
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Average Account Value$349,060
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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