Nicole LuceCRD Number: 7200176
Current Firm: Fidelity Personal And Workplace Advisors
Nicole Luce (CRD# 7200176) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Westlake, TX and has over 2 years of experience in the finance industry.
Hedgefield Wealth Management
Astoria Strategic Wealth, Inc.
Td Ameritrade, Inc.
|Fidelity Brokerage Services, LLC||Westlake, TX||Nov 2019 - Current||2|
|Farmers Insurance Exchange||Dallas, TX||Jan 2016 - Nov 2019||3|
|Staff Pro||Tacoma, WA||Nov 2018 - Jan 2019||< 1|
|Seattle Farm Tables||Redmond, WA||Jul 2015 - Dec 2015||< 1|
|City Of Mercer Island||Mercer Island, WA||May 2015 - Dec 2015||< 1|
|Corban University||Salem, OR||Aug 2013 - May 2015||1|
|Mercer Island Police Department||Mercer Island, WA||May 2014 - Aug 2014||< 1|
|Harbor Greens Market||University Place, WA||May 2013 - Aug 2013||< 1|
|Corban University||Salem, OR||Jan 2013 - May 2013||< 1|
|Green River Community College||Auburn, WA||Jun 2012 - Jan 2013||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2020|
|S66||NASAA Uniform Combined State Law Examination||Dec 2021|
Total Assets Under Management726,706MILLIONS
Total Number of Accounts1,509,611ACCOUNTS
Average Account Value$481,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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