Daniel Novak (CRD# 6348004) is an Investment Advisor Representative working at Williams & Novak Wealth Management, LLC in Westlake Village, CA and has over 9 years of experience in the finance industry. Daniel Novak has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6406556
Aqua Capital Advisors
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 5656946
The Lynd Group Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Williams & Novak, LLC | Westlake Village, CA | Aug 2023 - Current | < 1 |
| Dynamic Wealth Advisors Dba Williams & Novak Wealth Management | Phoenix, AZ | May 2023 - Nov 2023 | < 1 |
| Western International Securities, Inc. | Pasadena, CA | Mar 2019 - May 2023 | 4 |
| Tcfg Investment Advisors, LLC | Laguna Niguel, CA | Mar 2019 - Mar 2019 | < 1 |
| Tcfg Insurance Solutions, LLC | Laguna Niguel, CA | Mar 2019 - Mar 2019 | < 1 |
| Tcfg Wealth Management, LLC | Laguna Niguel, CA | Mar 2019 - Mar 2019 | < 1 |
| Charles Schwab & Company, Inc. | Pasadena, CA | May 2015 - Mar 2019 | 3 |
| Charles Schwab Bank | Pasadena, CA | May 2015 - Mar 2019 | 3 |
| Student | Agoura Hills, CA | Jan 2009 - Aug 2015 | 6 |
| Liquid Party Networks | Chatsworth, CA | Jun 2010 - May 2015 | 4 |
| Thrivent Investment Management Inc. | Woodland Hills, CA | Aug 2014 - Jan 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2014 |
- LA
- MO
- NY
- TX
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Total Assets Under Management238MILLIONS
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Total Number of Accounts703ACCOUNTS
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Average Account Value$337,906
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AZ, CA, LA, MO, NY, OK, TX, WA
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