William Malcolm (CRD# 2262541) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Westlake Vlg, CA and has over 31 years of experience in the finance industry.
CRD# 6406556
Aqua Capital Advisors
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 5656946
The Lynd Group Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jul 2023 - Current | < 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Mar 2023 - Current | 1 |
| Northwestern Mutual Investment Services LLC | Westlake Vlg, CA | Mar 2023 - Current | 1 |
| Cantor Fitzgerald & Company | Los Angeles, CA | Jun 1992 - Current | 31 |
| 3c Family Of Companies | Sun Valley, CA | Dec 2015 - Mar 2023 | 7 |
| Cantor Fitzgerald | Los Angeles, CA | Jun 1992 - Dec 2016 | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1992 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2023 |
- CA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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