Luke Austin, financial advisor Westminster MD
93 score

Luke Austin

CRD Number: 5522357
Current Firm: Voya Financial Advisors, Inc.

Luke Austin (CRD# 5522357) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Westminster, MD and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Financial Advisors Westminister, MD Sep 2014 - Current 2
Mai Financial Partners Westminster, MD Apr 2009 - Current 7
Ing Financial Partners Westminister, MD Jul 2013 - Sep 2014 1
Ing Financial Partners, Inc. Westminister, MD Apr 2009 - Jul 2013 4
Sagepoint Financial, Inc. Westminster, MD Jan 2009 - Apr 2009 < 1
Aig Financial Advisors Inc. Wetminster, MD Oct 2008 - Jan 2009 < 1
American General Securities Inc. Westminster, MD Apr 2008 - Oct 2008 < 1
Liberty Tax Service Carlisle, PA Jan 2008 - Apr 2008 < 1
Anchor Bay Marina Dundalk, MD May 2007 - Jan 2008 < 1
High School Hanover, PA Sep 2003 - Dec 2007 4
Cactus Willies Steak Buffet Hanover, PA Apr 2004 - Jun 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Luke T. Austin
Phone Number: 1-800-356-2906
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    9,298
    MILLIONS
  • Total Number of Accounts
    59,441
    ACCOUNTS
  • Average Account Value
    $156,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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