Robert Robertson (CRD# 1460628) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Westminster, MD and has over 38 years of experience in the finance industry. Robert Robertson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1582180
Thrivent Investment Management Inc.
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Abel Financial Management Company
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Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield, IA | Jun 2019 - Current | 4 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jun 2019 - Current | 4 |
| The Financial Center | Westminster, MD | Jul 1993 - Current | 30 |
| H.d Vest Advisory Services | Irving, TX | Jan 2008 - Jun 2019 | 11 |
| H.d. Vest Investment Services | Westminster, MD | Oct 2007 - Jun 2019 | 11 |
| Hd Vest Insurance Agency | Irving, TX | Oct 2007 - Jun 2019 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1986 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MD
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
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- Market timing services
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