Stephanie SpiesCRD Number: 6723160
Current Firm: Modera Wealth Management, LLC
Stephanie Spies (CRD# 6723160) is an Investment Advisor Representative working at Modera Wealth Management, LLC in Westwood, NJ and has over 2 years of experience in the finance industry. Stephanie Spies has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Park Avenue Securities LLC
|Modera Wealth Management, LLC||Westwood, NJ||Jan 2021 - Current||< 1|
|Modera Wealth Management, LLC||Westwood, NJ||Jan 2017 - Jan 2021||4|
|Ela Financial Group||Wyckoff, NJ||Oct 2016 - Dec 2016||< 1|
|Cohnreznick LLP||Roseland, NJ||Jun 2016 - Oct 2016||< 1|
|Shoprite Of Clinton||Clinton, NJ||Mar 2012 - Aug 2016||4|
|Merck||Whitehouse Station, NJ||Jun 2015 - Jun 2016||1|
|Wakefern Food Corporation||Edison, NJ||May 2013 - Sep 2013||< 1|
|North Hunterdon High School||Annandale, NJ||Nov 2008 - Mar 2012||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Mar 2019|
Total Assets Under Management4,957MILLIONS
Total Number of Accounts8,326ACCOUNTS
Average Account Value$595,421
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CT, DC, DE, FL, GA, IL, IN, LA, MA, MD, ME, MO, NC, NH, NJ, NY, OR, PA, SC, TX, UT, VA
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