Desmond Scott, financial advisor White Plains NY
93 score

Desmond Scott

CRD Number: 4534578
Current Firm: Transamerica Financial Advisors, Inc.

Desmond Scott (CRD# 4534578) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in White Plains, NY and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
I.s. 289 Parent Teachers Association New York, NY Jul 2014 - Current 2
Emblem Health New York, NY Dec 2012 - Current 4
Transamerica Financial Advisors, Inc. White Plains, NY Jan 2012 - Current 4
Oxford Health Plans Trumbull, CT Nov 2010 - Current 6
Aetna Hartford, CT Apr 2010 - Current 6
D. Scott And Assoicates, LLC Laurelton, NY Oct 2009 - Current 7
Alliance Plus, Inc. Westbury, NY May 2007 - Current 9
World Financial Group, Inc. White Plains, NY Jun 2001 - Current 15
Transamerica Financial Advisors, Inc. Brooklyn, NY Jan 2012 - Jan 2012 < 1
Investment Advisors International, Inc. Brooklyn, NY Jan 2008 - Jan 2012 4
World Group Securities, Inc. Brooklyn, NY Aug 2002 - Jan 2012 9
Novartis Pharmaceuticals Corporation East Hanover, NJ Feb 2000 - Mar 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2002
S65 NASAA Investment Advisors Law Examination Dec 2007
Contact Info for Desmond A. Scott
Phone Number: 727-299-1800
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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