John Brescia, financial advisor White Plains NY
84 score

John Brescia

CRD Number: 1287236
Current Firm: Private Advisor Group, LLC

John Brescia (CRD# 1287236) is an Investment Advisor Representative working at Private Advisor Group, LLC in White Plains, NY and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lpl Financial, LLC White Plains, NY Aug 2011 - Current 5
Private Advisor Group, LLC White Plains, NY Aug 2011 - Current 5
Hornor Townsend & Kent Inc. Horsham, PA Jan 2008 - Aug 2011 3
The Penn Mutual Life Ins Co Horsham, PA Jan 2008 - Aug 2011 3
Park Avenue Securities LLC White Plains, NY May 1999 - Jan 2008 8
Guardian Life Insurance Company New York, NY Feb 1992 - Jan 2008 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1984
S65 NASAA Investment Advisors Law Examination Jan 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for John A. Brescia
Phone Number: 973-538-7010
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    10,642
    MILLIONS
  • Total Number of Accounts
    48,558
    ACCOUNTS
  • Average Account Value
    $219,167
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
84

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