Michael Nelson (CRD# 3185886) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in White Plains, NY and has over 24 years of experience in the finance industry. Michael Nelson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| 615 Hall LLC | Yorktown Heights, NY | Dec 2023 - Current | < 1 |
| 745 Iris LLC | Yorktown Heights, NY | Dec 2023 - Current | < 1 |
| Jp Morgan Chase Bank, N.a. | White Plains, NY | Oct 2023 - Current | < 1 |
| J.p. Morgan Securities LLC | White Plains, NY | Sep 2023 - Current | < 1 |
| First Republic Investment Management, Inc. | White Plains, NY | Sep 2022 - Current | 1 |
| First Republic Securities Company, LLC | White Plains, NY | Sep 2022 - Sep 2023 | 1 |
| Bank Of America, N.a. | White Plains, NY | Nov 2009 - Sep 2022 | 12 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains, NY | May 1998 - Sep 2022 | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
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