Michael RothrockCRD Number: 3170448
Current Firm: Hornor, Townsend & Kent, Inc.
Michael Rothrock (CRD# 3170448) is an Investment Advisor Representative working at Hornor, Townsend & Kent, Inc. in Whitehall, PA and has over 18 years of experience in the finance industry.
Sfg Investment Advisors, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Royal Alliance Associates, Inc.
|Penn Mutual Life Insurance Company||Horsham, PA||May 2014 - Current||3|
|Hornor, Townsend & Kent, Inc.||Horsham, PA||May 2014 - Current||3|
|Metlife Securities Inc.||Allentown, PA||Jul 2012 - Apr 2014||1|
|New England Securities||Bethlehem, PA||Jan 2009 - Jul 2012||3|
|Metropolitan Life Insurance Company||Allentown, PA||Nov 2000 - Jan 2009||8|
|Metlife Securities, Inc.||Allentown, PA||Nov 2000 - Jan 2009||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1999|
|S66||NASAA Uniform Combined State Law Examination||Feb 2008|
Total Assets Under Management1,000MILLIONS
Total Number of Accounts3,542ACCOUNTS
Average Account Value$282,463
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV